Automate your wealth funds and investment AML programme

Automated AML Compliance Made Simple

Know Your AML programme responsibilities for Funds and Investments

 AML/CFT legislation impacts businesses across all sectors, whether large banks or local leasing companies. Regardless of size, everyone has a part to play in disrupting criminal activity and keeping our communities safe.   

As the costs, risks, and regulations associated with achieving compliance continue to steadily increase, reporting entities in every sector require cost effective solutions that are the right fit for their particular risk profile and business environment. 


Investment firms, including superannution funds as well as wealth and funds managers, face a variety of complex challenges when it comes to their AML/CFT obligations. For one thing, the requirements, risks, and resources of every firm and every fund vary greatly.  

Regulators in multiple jurisdictions have raised concerns that reporting entities in this sector may not have enough controls and operational mechanisms in place to detect and report on financial crime. And reporting entities are concerned about the rising cost of meeting their obligations. This cost is compounded by successful growth so it needs to be balanced with providing top notch service to customers.  

But every reporting entity in the sector must comply with their obligation to conduct ongoing customer due diligence, transaction monitoring, and regulatory reporting. Excel spreadsheets and outdated systems aren't good enough any more.  

Whether you're only processing a few thousand transactions a year, or you’re managing a high volume of customers and transactions, you can rely on Jade ThirdEye to help improve productivity, increase cost-effectiveness, and bolster your AML compliance programme.

Reporting entities in the funds and investments sector need:

  • To be able to identify suspicious transactions, report to regulators in good time, and prove their AML/CFT obligations 
  • To screen large and dynamic customer lists to fulfil ongoing obligations with less effort
  • To help flag and monitor high-risk customers from PEP and Sanction lists  
  • To monitor risk throughout the customer life cycle with less effort  
  • To automate regulatory reporting so obligations are met on time and staff spend less effort on low value activities  
  • To remove manual processes that are risky, unreliable, and take up valuable staff time 
  • To use simple, accessible software that empowers businesses to use their expertise and meet their compliance obligations with minimal training and time 
  • A high level of local service and expertise so your staff are supported  
  • A highly secure, reliable SaaS solution that frees up your IT and compliance teams to spend time on more valuable tasks and less time managing software 
  • To be able to update, tune, and optimise the system over time to respond to regulatory and behavioural change without high service costs 
  • Consistent, centralised record keeping, audit trails, and reporting to help reduce the cost of audits and make it easy to prove compliance 

Features include

JTE_Icons_Sync Data_RGB Integrated Data The ability to integrate data from any system and use a wide variety of data fields in a central, dedicated solution for AML/CFT compliance monitoring.    
JTE_Icons_Define Rules_RGB Flexible Rules

Easy to use, flexible rules engine so you can monitor for different products, funds, typologies and behaviours.

JTE-Homepage-Icons_Meet Obligations Integrated Watchlists Integrated watchlists to help you flag and monitor high-risk customers and entities like PEPs, and meet ongoing customer screening requirements.  
JTE-Homepage-Icons_Streamline Automated Reporting Automated regulatory reporting that detects required transactions and streamlines the entire process of submitting reports, including automating submission to AUSTRAC and the FIU.  
JTE-Homepage-Icons_Prove Compliance Demonstrable AML Compliance A fully audited system of record to help you report on, review, and prove AML compliance, as well as create a valuable separation of information for your compliance team.    
JTE_Icons_Full_Support_RGB Full In-region Support Full support in your region from our team to help keep your system up and running, train your staff, optimise your rules, and make sure you get the most out of the product over time.  
JTE-Homepage-Icons_Remove Risk Reduced Risk A fully hosted, secure solution with local support means minimal IT and project overheads, lowering the total cost of compliance, and increasing the reliability of your AML programme so your staff can focus on more valuable activities.   
JTE_Icons_Set Up Screening_RGB Centralised Management The ability to manage multiple products and data sets through a single, centralised system.  


A cost-effective, flexible AML solution for wealth fund and investment providers